Welcome to the NEB Website.
The mission of the National Ethics Bureau is to promote ethics in the financial services industry. We do this in three ways:
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By providing comprehensive background checks on financial professionals. |
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By providing ethics and compliance education and motivation for industry professionals. |
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By maintaining a comprehensive resource directory of state and federal regulators and consumer protection agencies. |
To learn more about our membership, sponsorship, or consumer services, e-mail us or call (800) 282-1831
NEW! Compliance FAQ's
for Financial Services Companies
NEB In the News...
Dec 18, 2008
CNBC Features National Ethics Bureau
Most Popular Published Articles
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Sweat the Excess...For the Sprint Ahead
Last month, I floated a contrarian
idea: that when the economy begins to
slow, it's time to crack open the champagne.
Reason? After years of easy
money, speculation, and excess, our economy is now resetting itself ... and
preparing (hopefully) for more rational
growth ahead. |
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Is Your Ethics Edge Getting Dull?
You're ethical right? You do thorough fact-finding with clients. You recommend only suitable products. You believe in full disclosure. And since you do these things, your clients believe you are ethical. So what's the problem? |
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Full Disclosure for Optimal Trust
"Perhaps the strongest case for full disclosure is the positive affect it has on one's stress level," he said. " When your default position is more disclosure, not less, then ethical quandaries and self-disputes vanish and you just do what comes naturally." |
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The New Fiduciary Opportunity
There's been a lot of talk about fiduciary standards these days. The Certified Financial Planner Board of Standards is hashing out a new fiduciary standard for advisers holding the CFP designation. |
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Advisor Check 
What's New?
