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Welcome to the NEB Website.

The mission of the National Ethics Bureau is to promote ethics in the financial services industry.   We do this in three ways:

1. By providing comprehensive background checks on financial professionals.
2. By providing ethics and compliance education and motivation for industry professionals.
3. By helping consumers make safe and informed financial decisions.


To learn more about our membership, sponsorship, or consumer services, e-mail us or call (800) 282-1831.



Most Popular Published Articles


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dot Sweat the Excess...For the Sprint Ahead
Last month, I floated a contrarian idea: that when the economy begins to slow, it's time to crack open the champagne. Reason? After years of easy money, speculation, and excess, our economy is now resetting itself ... and preparing (hopefully) for more rational growth ahead.
   
dot Is Your Ethics Edge Getting Dull?
You're ethical right? You do thorough fact-finding with clients. You recommend only suitable products. You believe in full disclosure. And since you do these things, your clients believe you are ethical. So what's the problem?
   
dot Full Disclosure for Optimal Trust
“Perhaps the strongest case for full disclosure is the positive affect it has on one’s stress level,” he said. “ When your default position is more disclosure, not less, then ethical quandaries and self-disputes vanish and you just do what comes naturally."
   
dot The New Fiduciary Opportunity
There's been a lot of talk about fiduciary standards these days. The Certified Financial Planner Board of Standards is hashing out a new fiduciary standard for advisers holding the CFP designation.

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MSA and John Walsh - Id Protect
John Walsh and
MSA - ID PROTECT


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Eye on Ethics Articles
June, 2008 - Is Your
Ethics Edge Getting Dull?
Then Take Our Quiz.


Red Flag Reminders
June, 2008 - Don’t Play
Games with Your CE


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